Myths Invoked to Defend Second-Class Citizenship for Naturalized Citizens
John
Yinger(1)
Revised, August 24, 2000
On July 24, 2000, the House
Committee on the Judiciary, Subcommittee on the Constitution, chaired by
Representative Charles T. Canady, held a hearing on H. J. Res. 88. This
joint resolution, which was introduced by Congressman Barney Frank, calls
for a constitutional amendment to make naturalized citizens eligible to be
President once they have been citizens for 20 years and reached the
residency and minimum age requirements already specified in the
Constitution. The text of this resolution can be found on the internet.(2)
At this hearing, henceforth called the Canady Hearing, Mr. Raimondo Delgado,
a middle-school teacher from Representative Frank's district who had
convinced Representative Frank to introduce H. J. Res. 88, testified in
favor of the amendment. So did I. Dr. Balint Vazsonyi, the head of a think
tank, and Dr. Forrest McDonald, a history professor, testified against the
amendment. The prepared statements submitted by Drs. Vazsonyi and McDonald,
as well my own, can be found on the internet.(3)
The amendment proposed in H. J. Res 88 addresses an issue of equal rights.
Because the U.S. Constitution denies naturalized citizens an important civil
right, namely, the right to run for President, it turns them into
second-class citizens. This amendment would extend presidential eligibility
to naturalized citizens (once they have been citizens for 20 years and met
other constitutional requirements) and would thereby ensure that all
Americans have this important right. No citizens, naturalized and natural
born, should be denied the right to have presidential aspirations.
The testimony against H. J. Res. 88 by Drs. Vazsonyi and McDonald was based
entirely on a series of myths about naturalized citizens. The purpose of
this paper is to state these myths and show why they reduce to nothing more
than a bias against foreigners. The fact is that neither Drs. Vazsonyi and
McDonald, nor anyone else at the hearing, made a single substantive argument
against this amendment. The myths considered here are:
Myth Number 1:
Naturalized citizens are inherently incapable of understanding American
democracy or being fair;
Myth Number 2:
Restricting presidential eligibility to natural born citizens helps the
voters select a loyal President;
Myth Number 3:
Allowing naturalized citizens to be eligible for the presidency would enable
foreign powers to manipulate our presidential elections;
Myth Number 4: The
Founding Fathers gave no reason to doubt the need for a limitation on
presidential eligibility; and
Myth Number 5:
The
limitation on presidential eligibility is not a suitable subject for a
constitutional amendment.
Myth Number 1
Naturalized Citizens are
Inherently Incapable of Understanding American
Democracy or Being Fair
Dr. Vazsonyi testified that people born in foreign countries are inherently
incapable of understanding American democracy and therefore can be, as an
entire class, ruled out as worthy of running for President. As he writes in
his prepared statement for the Canady Hearing:
The people of this land are possessed of a unique brand of tolerance, a
balanced temperament, and a natural goodwill toward the world. While such
persons may be found everywhere, they constitute an overwhelming majority
among Americans. One of the inexplicable miracles of America is the
transformation that occurs within one generation, no matter how different
the customs and mores of the new arrivals.
But it does require a generation....
Article II of the U.S. Constitution requires the President to "take Care
that the Laws be faithfully executed." Mr. Chairman, it is an
incontrovertible fact that the inhabitants of most countries are not only
unfamiliar with what we call the Rule of Law, but find the concept virtually
incomprehensible. Again, it is a miracle that so many immigrants are able to
operate within the American system of laws, contracts, and agreements on a
handshake. On the other hand, to expect that someone who did not grow up
with any of that could be the guardian of our legal system is unrealistic.
In addition, liberty is not simply a blessing guaranteed by the
Constitution, but an inner state of being, again separating Americans from
most others. An overwhelming majority of immigrants arrive on these shores
looking, as they had always done, to government as a source of benefits, and
an authority to obey.
The strong claims in this
passage are offered with no evidence whatsoever. As Representative Frank
pointed out after Dr. Vazsonyi's testimony, many other countries have
histories of tolerance and the rule of law that are comparable to our own,
and our history offers ample evidence to question the tolerance and goodwill
toward the world of many American citizens. The fact that the United States
is a unique country in many admirable ways does not imply that American
citizens are qualitatively different from other people.
Indeed, many naturalized citizens have demonstrated a profound understanding
of our system of government through their service in the government or in
the military. Naturalized citizens have served in the cabinets of many
Presidents, including the current one. They have been elected Senators and
Congressmen and Governors. As discussed under myth number 4, they have even
been elected President Pro Tempore of the Senate and Speaker of the House.
They have faithfully executed the laws of the land as federal, state, and
local officials. It is absurd to argue that naturalized citizens are
inherently incapable of understanding the rule of law or of faithfully
executing the law. Indeed, Dr. Vazsonyi's statement is an insult to all of
the naturalized citizens who have served their adopted country so well.
In fact, even Dr. Vazsonyi
cannot bring himself to say that all naturalized citizens are unqualified to
be President. He admits that people of "tolerance, a balanced temperament,
and a natural goodwill toward the world...may be found everywhere" and that,
even though he thinks it is a "miracle," "many immigrants are able to
operate within the American system of laws [and] contracts." In response to
a question from Representative Frank, Dr. Vazsonyi also acknowledged that
his arguments do not apply to the tens of thousands of naturalized citizens
who are adopted as enfants by natural born Americans.
In the end, one wonders what the problem is. Of course most naturalized
citizens are not qualified to be President. Neither are most natural born
citizens. As Representative Canady pointed out at the hearing, the amendment
in H. J. Res. 88 does not give naturalized citizens the right to be President. No citizen has that right. It only gives them the
right to run for
President. If a naturalized citizen
could not convince the voters that he or she understood and would faithfully
execute our laws, then he or she would not be elected President even if
allowed to run.
A claim that naturalized
citizens are inherently unqualified to be President should be recognized for
what it is, namely an attack on foreigners, even if this claim hides behind
seemingly patriotic statements about how wonderful and unique natural-born
Americans are. According to the principle of equal rights that is at the
core of our democracy, it is unfair and inappropriate to prejudge people on
the basis of their race or ethnicity or national origin. This is just as
true for the right to run for President as for any other right. The
Constitution does not, and of course should not, bar American citizens from
running for the Presidency because they belong to a particular racial or
ethnic group, and it should not bar citizens who were born in another
country.
Another version of this myth
appears in Dr. McDonald's prepared statement for the Canady Hearing. He
believes there is a need for "safeguards" surrounding America's powerful
President. "The one area of presidential authority that is virtually
unchecked and uncheckable (despite the War Powers Act and similar efforts)
is the president's power as commander in chief. Can that power be safely
entrusted to a foreign-born citizen? John Jay didn't think so; nor do I; not
I suspect to the vast majority of Americans." According to McDonald, here is
the way a problem would likely arise:
A person comes to America from
country "X" as a young man, takes out citizenship, becomes thoroughly
Americanized, and is as loyal to his adopted country as can be. Nonetheless,
in dealing with his original country he is bound to be influenced by his
nativity, whether in the form of hostility of favoritism. Even should he
prove able to rise above his prejudices and deal with the old country
objectively, he would still be widely regarded as prejudiced, and the media
would fan such suspicions. As commander in chief, it is not enough to be
above reproach, one must be above the suspicion of reproach.
Let me cite a more tangible
example, one closer to recent experience. We all know a number of
Cuban-Americans. They are loyal to our country, now their country too. They
are pillars of their communities and are more fiercely patriotic than most
natural born Americans. And yet, as the recent to-do over Elian Gonzalez
demonstrated, few of them are able to regard Cuba dispassionately or treat
relations with Castro's Cuba with equanimity. Suppose we had had a
Cuban-born president in the White House at the time of the Gonzalez
controversy. Would that president have been able to retain objectivity and,
as importantly, any shred of credibility under the circumstances?
Here Dr. McDonald, like Dr.
Vazsonyi, forgets that this amendment does not give naturalized citizens the
right to be President, it only gives them the right to run for President. If
voters believe that a Presidential candidate cannot "rise above his
prejudices and deal with the old country objectively," then they will not
vote form him. And if voters believe that inevitable suspicions associated
with a candidate's nativity would undermine the credibility of his actions
on important issues, then they also would not vote for him. Ironically, Dr.
McDonald recognizes that the vast majority of voters would not want the
commander-in-chief to be foreign-born, but he cannot bring himself to draw
the obvious conclusion, namely, that voting provides a sufficient check on
the commander-in-chief's loyalty.
Inadvertently, perhaps, Dr.
McDonald reveals what his argument is really about through his final
example. Using the extreme behavior of some Cuban-Americans to attack the
integrity of all Cuban-Americans is nothing more than an expression of
prejudice against Cuban-Americans in particular and foreigners in general.
Many Cuban-Americans maintained balanced views of the Gonzales case.
Moreover, the extreme behavior in question was not limited to naturalized
Cuban-American citizens, but also involved natural born citizens whose
parents were born in Cuba and other natural-born citizens who simply had
strong feelings about American policy toward Cuba. The strong negative
reactions of voters across the country to Vice President Al Gore's comments
on this case, which were perceived as pandering to voters in Florida, also
demonstrate that voters will not support candidates unless their positions
on important issues are credible. It is ridiculous to think that
presidential candidates who are naturalized citizens would be exempt from
this requirement.
Myth Number 2
Restricting Presidential
Eligibility to Natural Born Citizens Helps the
Voters Select a Loyal President
A second myth is that if naturalized citizens were allowed to run for the
Presidency, voters would be more likely to make a mistake in selecting a
President. This myth was perpetuated by Dr. Forrest McDonald during his
testimony at the Canady Hearing. In fact, Dr. McDonald began his testimony
by saying that his argument against the amendment in H. J. Res. 88 could be
summarized in two words: "Arnold Swarzenegger." He declined to explain this
summary but appeared to be claiming that if naturalized citizens were
allowed to run for President, famous naturalized citizens who were
unqualified to be President, such as (in his view) Mr. Swarzenegger, would
certainly be elected.
Even without the amendment in H.
J. Res. 88, voters already face the challenge of determining whether a
famous natural born citizen who runs for President is qualified. Thanks to
the efforts of the media, voters in this day and age have an enormous amount
of information to help them make this decision. Dr. McDonald did not argue
that the presidential election process is inherently flawed because some
unqualified presidential candidates might succeed on the basis of fame
acquired through some non-presidential career. Consequently, he must be
claiming that there is something unique about naturalized citizens that
gives them some kind of hypnotic power over the American electorate that
natural born presidential candidates do not possess. This is patently
absurd.
No Presidential candidate will
be successful without convincing a majority of the American people that,
among other things, he or she is qualified for the job and loyal to the
nation. Some candidates face an extra burden to prove that they meet these
conditions because of events in their past that make voters suspicious.
Similarly, candidates who are naturalized would have to overcome suspicions
associated with their life before they became citizens. If the amendment in
H. J. Res. 88 were adopted and the voters believed that some candidate who
was a naturalized citizens might be either unqualified or biased toward the
country in which he was born, then they would not vote for him -- just as
they would not vote for a natural born citizen perceived to be either
unqualified or biased toward a foreign country in which his parents were
born.
Some people might respond to
this point by saying that the American people can, in fact, be easily
fooled. They might point to the election of some Presidents as evidence that
the American people are quite capable of selecting someone who is
unqualified to be President. Even if true, however, this argument does not
prove that there is a need for a unique protection against the possibility
that voters will select an unqualified naturalized citizen. A presidential
candidate does not have to be naturalized to be unqualified, and candidates
who are naturalized citizens would undoubtedly face an extra burden of proof
with voters and therefore be even less likely to be elected, whether
qualified or not, than natural born candidates.
In short, the claim that the Constitution must protect people against the
possibility that voters will select an unqualified or disloyal naturalized
citizen boils down, just like the first myth, to an irrational fear of
foreigners. The foundation of our democracy is to let the voters decide,
even if they might make a mistake. It makes no sense to sustain an exception
to this principle in Presidential elections based on the fantasy that
naturalized citizens would have some kind of unique hypnotic power over
American voters.
Myth Number 3
Allowing Naturalized
Citizens to be Eligible for the Presidency Would Enable
Foreign Powers to Manipulate Our Presidential Elections
Some opponents of H. J. Res. 88 also have presented scenarios in which
foreign powers manipulate naturalized citizens to undermine the United
States. Dr. McDonald highlighted these scenarios in his testimony at the
Canady Hearing. Here is what he says in his prepared statement:
Presidential candidates spend scores of millions of dollars; just consider
the prospective influence of a few billion -- a sum well within the means of
a large number of countries any one of which, while quite unwilling to risk
such a sum on a natural born American, might be eager to support a favorite
son candidate, that is one who had been born and raised in their country....
Let us consider a few scenarios.
Start with an extreme example. The espionage agencies of a number of
countries, doubtless including the United States, have sometimes employed
what in the spy novel is called an agent under deep cover. A young person is
thoroughly trained and indoctrinated before being sent to an enemy country,
where he or she becomes a citizen and an exemplar of respectable behavior.
This goes on for years, even decades, until the parent agency determines
that it is time to activate the agent. It is not difficult to imagine such a
person obtaining an office of great trust. But a Senator is one of 100, and
a Representative is one of 435. What check is there on the president who is
one of one, except for the constitutional restriction?
A less dramatic version of this
scenario was posed by Dr. Vazsonyi. In his prepared statement for the Canady
Hearing, he writes:
While experience has shown that
a naive-born Chief Executive is not necessarily immune to foreign influence,
the odds are certainly more favorable if the president is an American plain
and simple, who has never been, and is not at the time of taking office,
anything else.
Representative Frank demolished
this argument at the hearing. He pointed out that a foreign power that
wished to disguise its actions would have a better chance of success if it
used a natural born American in its diabolical scheme than if it used a
naturalized American. After all, a natural born citizen would attract far
less suspicion. Dr. McDonald's claim that a foreign power would only lavish
money on a favorite son candidate, not a natural born candidate, is simply
not credible. A manipulative foreign power would be interested in results,
not in sentimental attachment to people born within its borders. Moreover,
Dr. Vazsonyi's claim that some of our (natural born) presidents have been
influenced by foreign powers undermines his position that we must rule out
naturalized citizens to keep our country safe.
In fact, a foreign power could
actually have it both ways even under the current constitutional provision.
To continue in the spy novel vein initiated by Dr. McDonald, a foreign power
would only have to identify one of its own citizens who was pregnant; send
that woman on a trip to the United States to have the baby; bring that baby,
who would be a natural born American, back to the foreign country for
brainwashing; and then return him to the United States at least 14 years
before his run for the Presidency (to meet the existing constitutional
residency requirement). In other words, the clause restricting presidential
eligibility to natural born citizens poses no barrier whatsoever to a
foreign power who wants to subvert the American government. If follows that
eliminating this clause cannot possibly boost the ability of a foreign power
to install its hand-picked candidate as the American President.
I must confess that I find this spy novel game a bit far fetched. I do not
for a minute think that foreign powers attempt to identify, brainwash, and
then promote American presidential candidates. Even if they did, however,
limiting presidential eligibility to natural born citizens does not provide
the slightest bit of protection to the American public. Indeed, the argument
that this provision does provide such protection is so illogical that it
also must be seen as nothing more than anti-foreigner bias in disguise.
Finally, Dr. McDonald inadvertently provides some striking historical
evidence against his own argument that restricting presidential eligibility
to natural born citizens is necessary to prevent foreign conspiracies. In
his prepared statement for the Canady Hearing, he says:
As an aside, the wisdom of the restriction and of the larger electoral
system of which it was a part was soon borne out. In the presidential
elections of 1796 and 1800 agents of Revolutionary France attempted by both
overt and covert means to determine the outcome.
Dr. McDonald forgets, however,
that the phrase limiting presidential eligibility to natural born citizens
had no impact on the presidential elections of 1796 and 1800. After all, the
presidential eligibility clause also (1) makes eligible all naturalized
citizens at the time the Constitution was adopted, namely 1789, and (2)
requires any presidential candidate, natural born or naturalized, to have
been a resident of the United States for at least fourteen years. It follows
that any person who was a naturalized citizen in 1789 and who met the
fourteen-year residency requirement was eligible to run for President in
either of these elections. Tens of thousands of naturalized citizens, many
of them born in France, no doubt, fell into this category.(4)
Moreover, any person who came to
the country and became naturalized after 1789 could not have met the
fourteen-year residency requirement by 1800 and therefore would not have
been eligible to run for President even if the Constitution had not included
the restriction to natural born citizens. Hence, this restriction was
irrelevant to these elections.(5)
These facts lead to a very different interpretation of the elections of 1796
and 1800 than the one provided by Dr. McDonald. These were elections in
which naturalized citizens were allowed to run for president and in which a
foreign power, France, actively tried to subvert the electoral outcome. Dr.
McDonald attributes France's failure to both the election process and the
clause limiting presidential eligibility to natural born citizens. Since
this clause was not yet in effect, however, France's failure to subvert the
election must be attributed to the election process alone. In fact, France's
efforts fell short even though naturalized citizens were eligible to be
President, which is precisely the provision so feared by Drs. Vazsonyi and
McDonald. This historical experience indicates that their fear is misplaced
and that we need not be concerned about a return to this provision today.
Myth Number 4
The Founding Fathers Gave
No Reason to Doubt the Need for a Limitation on
Presidential Eligibility
A constitutional amendment cannot, and indeed should not, be passed unless
it has a clear rationale. Moreover, the Constitution has served this nation
so well that any proposed amendment inevitably faces a higher hurdle if it
works against the expressed views of the Founding Fathers. The records of
the Constitutional Convention do not explain why the Founders decided to
limit presidential eligibility to natural born citizens. In fact, the
version of the presidential eligibility clause in which this language was
first used was accepted unanimously by the convention with no record of any
debate or discussion.
Some opponents of H. J. Res. 88 interpret this silence in the written record
as a good reason not to change this clause. We should leave well enough
alone, they say. The clearest version of this argument is made by Dr.
McDonald. His prepared statement for the Canady Hearing says that the
language limiting presidential eligibility to natural born citizens "was
adopted without a single dissenting voice. Nor did anyone speak in its
support: its meaning and rationale went without saying." A few pages later,
he ends his statement as follows:
In conclusion let me say that on this as on other constitutional questions,
we are best guided by the wisdom and prudence of the Founding Fathers. The
amendment process is not to be taken lightly, nor should it be used for
political or electioneering purposes. The structure created by the
Constitution has stood the test of time and continues to stand as the truest
foundation for our freedom.
In fact, however, the records from the Constitutional Convention and other
historical documents indicate that the presidential eligibility clause was a
compromise that did not by any means solve all the problems raised by the
Founders.
First, the presidential eligibility clause itself admits that allowing
naturalized citizens to be President is not such a bad thing. To be
specific, this clause grants presidential eligibility to any "Citizen of the
United States at the time of the Adoption of this Constitution." As pointed
out earlier (see footnote 4), this clause gave presidential eligibility to
tens of thousands of naturalized citizens, included seven of the people who
signed the Constitution.(6)
If the Founders thought that naturalized citizens were inherently
unqualified to be President or that naturalized citizens were inherently
more likely than natural born citizens to be subject to foreign influence,
then they would not have included this provision.
Although the records of the
Constitutional Convention do not include any debate on this phrase in the
presidential eligibility clause, the treatment of foreign-born citizens was
considered during a discussion of qualifications for legislators on August
13, 1787. Gouverneur Morris moved that all current residents be exempted
from the seven-year rule for eligibility to the House.(7)
A lively debate ensued. For our purposes, the most telling comment in that
debate was made by Nathaniel Gorham, who re-stated the principle of equal
citizenship for all: "[W]hen foreigners are naturalized it wd
seem as if they stand on equal footing with natives."(8)
Ultimately, Morris's exemption was rejected, although it is certainly
similar to the treatment of current citizens that later appeared in the
presidential eligibility clause.
In short, the Founder's
ambivalence about limiting presidential eligibility to natural born citizens
is right there in the presidential eligibility clause itself for anyone to
see.
Second, in December 1798, the
U.S. Senate took an action that testified to the Founders' ambivalence, if
not hostility, toward the natural born citizen requirement. To be specific,
the Senate, which was full of men who had participated in the founding of
the United States, elected a naturalized citizen, John Laurance of New York,
to be its President Pro Tempore.(9)
This action is significant because the clause in the Constitution giving
presidential eligibility to people who were naturalized citizens when the
Constitution was adopted applied to Laurance; he was born in England in
1750, sailed to America in 1767, and was admitted to the bar in 1772, all
well before the adoption date of 1789. Moreover, the Presidential Succession
Act of 1792 placed the President Pro Tempore second in the line of
succession to the presidency.(10)
For a brief period in 1798, therefore, a naturalized citizen, John Laurance,
stood behind only Vice President Thomas Jefferson in the sequence of
succession.(11)
Not surprisingly, Laurance had
an impressive career. He served as a commissioned officer in the
Revolutionary War, was a delegate to the Continental Congress, was elected
to the House of Representatives in the first and second Congresses, was
appointed a U.S. District Judge by George Washington, and was elected to the
U.S. Senate in 1796. Then, for one brief period in 1798, he was only two
heartbeats away from the presidency.(12)
During this year, the so-called
XYZ affair stirred up American patriotism, and tensions between the United
States and both Great Britain and France were very high.(13)
In the summer of 1798, the Senate responded by passing the infamous Alien
and Sedition Acts, which authorized the President to deport "dangerous"
aliens and imposed penalties for "malicious writing."(14)
Moreover, the year before William Blount, a natural born citizen, had been
expelled from the Senate after "he was found guilty 'of a high misdemeanor,
entirely inconsistent with his public trust and duty as a Senator,' because
he had been active in a plan to incite the Creek and Cherokee Indians to aid
the British in conquering the Spanish territory of West Florida."(15)
Despite the turbulence of the times, however, the Senate clearly believed
that a man with a distinguished record of service to the United States
should not be disqualified for the presidency simply because he was born in
another country, even a country that was at odds with the United States.(16)
Third, several of the Founders
warned against eligibility rules that would create second-class citizens. In
the records of the Constitutional Convention, these warnings are made during
a discussion of the potential qualifications for legislators. At that point
in the Convention, it appeared as if the legislators would select the
President, so presidential eligibility was in the back of the Founders'
minds during this discussion.
In any case, Alexander Hamilton
first sounded the alarm. He recognized that there was a "possible danger"
from foreign influence, but also said:
the advantage of encouraging
foreigners was obvious & admitted. Persons in Europe of moderate fortunes
will be fond of coming here when they will be on a level with the first
citizens. He moved that the section be altered so as to require merely
citizenship & inhabitancy. The right of determining the rule of
naturalization will then leave a discretion to the Legislature on this
subject which will answer every purpose.(17)
Thus, Hamilton explicitly
declares that disqualifying people who are not "Natives" from public office
will make them second-class citizens and discourage them from even coming to
the United States.
If Hamilton alone had sounded this warning, it might be dismissed because
Hamilton was, himself, born in a foreign country. However, James Madison,
who was a natural born citizen and who is often called the father of the
Constitution, seconded Hamilton's motion. He also recognized the importance
of avoiding second-class citizenship for immigrants. Specifically. "He
wished to invite foreigners of merit & republican principles among us."(18)
Fourth, several of the Founders argued against the specification of any
qualifications in the Constitution, other than perhaps citizenship. The
issue of presidential qualifications was first raised at the Constitutional
Convention by Charles Pinckney and Charles Cotesworth Pinckney on July 26,
1787. Their motion to instruct a committee to come up with presidential and
judicial qualifications in addition to qualifications for the legislature,
was passed unanimously. Right after this motion passed, however, John
Dickinson stated that he "was agst any recital of qualifications
in the Constitution."(19)
The same point of view was expressed by Alexander Hamilton on August 13,
when he said during the debate on legislative eligibility that he "was in
general agst embarassing the Govt with minute
restrictions."(20)
As noted earlier, Hamilton's preferred approach was to limit eligibility
requirements to "citizenship & inhabitancy."
Fifth, the Founder's ambivalence toward limiting presidential eligibility to
natural born citizens is clearly revealed in statements made by Alexander
Hamilton and Charles Pinckney after the Constitutional Convention was over.
Hamilton's statement appears in an essay he wrote as part of the famous
Federalist Papers. These papers were written by Alexander Hamilton,
John Jay, and James Madison between October 1787 and May 1788 to convince
New Yorkers to support the Constitution.(21)
The role of the presidential selection mechanism in limiting foreign
influence is explicitly discussed by Hamilton in essay number 68.
Nothing was more to be desired
than that every practicable obstacle should be opposed to cabal, intrigue,
and corruption. These most deadly adversaries of republican government might
naturally have been expected to make their approaches from more than one
quarter, but chiefly from the desire in foreign powers to gain an improper
ascendant in our councils. How could they better gratify this, than by
raising a creature of their own to the chief magistracy of the Union? But
the convention have guarded against all danger of this sort, with the most
provident and judicious attention. They have not made the appointment of the
President to depend on any preexisting bodies of men, who might be tampered
with beforehand to prostitute their votes; but they have referred it in the
first instance to an immediate act of the people of America, to be exerted
in the choice of persons for the temporary and sole purpose of making the
appointment. And they have excluded from eligibility to this trust, all
those who from situation might be suspected of too great devotion to the
President in office. No senator, representative, or other person holding a
place of trust or profit under the United States, can be of the numbers of
the electors.
Pinckney's statement was made to
the U.S. Senate in 1800. As noted earlier, Pinckney was the first delegate
(along with Charles Cotesworth Pinckney) to raise the issue of presidential
qualifications at the Constitutional Convention. On March 25, 1800, then
Senator Pinckney gave a detailed explanation for the Electoral College,
emphasizing that the rules governing the Electoral College were designed so
"as to make it impossible ... for improper domestic, or, what is of much
more consequence, foreign influence and gold to interfere." The Founders
"knew well," he said
that to give to the members of Congress a right to give votes in this
election, or to decide upon them when given, was to destroy the independence
of the Executive, and make him the creature of the Legislature. This
therefore they have guarded against, and to insure experience and attachment
to the country, they have determined that no man who is not a natural born
citizen, or citizen at the adoption of the Constitution, of fourteen years
residence, and thirty-five years of age, shall be eligible....(22)
Thus, in Hamilton's view, the problem of foreign influence was solved by the
Electoral College. He does not even mention the presidential eligibility
clause. As before, one might want to dismiss Hamilton's neglect of the
presidential eligibility clause as a reflection of his foreign birth.
However, Pinckney's remarks essentially second the Hamilton view. Although
Pinckney sees a role for the eligibility clause, this role is clearly a
secondary one. In particular, this clause promotes "attachment to the
country" but is not needed to guard against "foreign influence and gold."(23)
In short, the Founders made many arguments against limiting presidential
eligibility to natural born citizens. The fact that they ultimately accepted
this limitation as a compromise cannot make these arguments go away. Indeed,
several of these arguments are clearly expressed in the historical record,
and supporters of H. J. Res. 88 can find ample support for their position in
the Founders' own words and deeds.
Myth Number 5
The Limitation on Presidential
Eligibility Is Not a Suitable Subject for a Constitutional Amendment
Finally, opponents of H. J. Res. 88 might argue that
it is simply not a suitable subject for a constitutional amendment. Although
Drs. Vazsonyi and McDonald did not put it quite this
way, this argument appears to be implicit in their discussion. In fact, Dr.
Vazsonyi began his prepared statement for the Canady Hearing saying that
"Amendments to the Constitution are rarely necessary, almost never
justified, and altogether inappropriate in the present political climate."
This statement would seem to imply that H. J. Res. 88 is not "necessary,"
"justified," or "appropriate." Moreover, the concluding comment by Dr.
McDonald, which was cited earlier, seems to imply that H. J. Res. 88 somehow
takes the amendment process "lightly."
As discussed in my prepared
statement for the Canady Hearing, however, this point of view is just
another myth. Recently, a group called Citizens for the Constitution
released a set of guidelines for constitutional amendments. According to its
website, this group "is an action-oriented public education effort that is
led by a non-partisan, blue-ribbon committee of former public officials,
scholars, journalists, and other prominent Americans."(24)
The five substantive guidelines proposed by this group set a very high
standard for constitutional amendments. H. J. Res. 8 clearly meets this high
standard.
Guideline 1:
Constitutional amendments should address matters of more than immediate
concern that are likely to be recognized as of abiding importance by
subsequent generations.
The principal of equal rights for all Americans is at the heart of our
democracy. The Constitution and the Bill of Rights outline many rights that
belong to all Americans. The Fourteenth Amendment ensures that no state can
restrict the constitutional rights of any citizen. Overall, as pointed out
by Citizens for the Constitution, seventeen of the twenty-seven amendments
to the Constitution "either protect the rights of vulnerable individuals or
extend the franchise to new groups." By making all citizens eligible to be
President, the amendment in H. J. Res. 88 would be another step down this
long and honorable path toward equal rights for all.
As discussed in my prepared statement for the Canady Hearing, the right to
run for President has enormous symbolic importance. In fact, the right to
run for President can be seen as the ultimate symbol of equal opportunity,
and naturalized citizens are second-class citizens because they are denied
this right. All Americans should be concerned when some class of citizens is
denied a basic right and the principle of equal rights is undermined. An
amendment declaring that all citizens can run for President (after being a
citizen for at least 20 years, reaching age 35 and spending at least 14
years in the country) would forcefully declare this nation's commitment to
equal rights and equal opportunity, and would therefore be recognized "as of
abiding importance by subsequent generations."
Guideline 2:
Constitutional amendments should not make our system less politically
responsive except to the extent necessary to protect individual rights.
An amendment to ensure full American citizenship for naturalized citizens is
a fortuitous case that both expands individual rights and makes our system
more politically responsive by expanding the pool of people who can run for
President. It does not limit any policy choices or create barriers to
political debate.
Guideline 3:
Constitutional amendments should be utilized only when
there are significant practical or legal obstacles to the achievement of the
same objectives by other means.
According to the Constitution, a person who was born overseas to citizens of
another country, moves to the United States, and then becomes an American
citizen is unambiguously denied the right to run for President.
Administrative procedures and legislation cannot overrule a constitutional
provision, so the only way to change this situation is with a constitutional
amendment. To put it another way, the only way to ensure that all American
citizens are eligible to be President is through a constitutional amendment,
such as the one in H.J. Res 88.
Guideline 4:
Constitutional amendments should not be adopted when
they would damage the cohesiveness of constitutional doctrine as a whole.
As pointed out earlier, an amendment to make naturalized citizens eligible
to be President is very much in keeping with the equal rights tradition in
the U.S. Constitution and its amendments. This amendment would contribute to
one key constitutional doctrine -- equal rights for all citizens -- and
damage none.
Guideline 5:
Constitutional amendments should embody enforceable,
and not purely aspirational, guidelines.
In this case, the enforcement issue is straightforward; after all, the
amendment in H. J. Res. 88 simply eliminates a restriction on the rights of
one group of citizens. All that needs to be done to enforce it is to allow
any naturalized citizen who meets the age and residency requirements to run
for President (and to assume the office if he or she wins the election!).
Summary
Overall, therefore, the amendment in H. J. Res. 88 clearly meets all five of these guidelines. It addresses a matter of abiding importance, it makes our system of government more politically responsive, it does not have an administrative or legislative alternative, it reinforces the cohesiveness of constitutional doctrine as a whole, and it is easy to enforce. The denial of presidential eligibility to naturalized citizens is clearly a suitable subject for a constitutional amendment.
Conclusion
Thanks to the resolution submitted by Congressman Barney Frank and the
hearing held by Congressman Charles T. Canady, the provision in the
Constitution limiting presidential eligibility to natural born citizens is
finally receiving the attention it deserves. The amendment in H. J. Res. 88
would expand the civil rights of millions of Americans and thereby help to
sustain the equal rights principle that is so vital to the American
democracy. It deserves a fair and open debate. This debate should not be
governed by myths and distortions and anti-foreigner bias, but should
instead focus on the constitutional principles raised by the amendment. I am
looking forward to such a debate in the 107th Congress.
1.
John Yinger is a scholar who specializes in civil
rights, particularly discrimination in housing, and in American federalism,
particularly education finance. He is also the proud father of two adoptive
children, one of whom, even when old enough, will not be eligible to be
President, at least not under current law.
2. The site is: http://thomas.loc.gov. Search for H. J. Res. 88 under "Bill Summary and Status" for the 106th Congress.
3. The site is: http://www.house.gov/judiciary/2.htm. My testimony, along with an op-ed piece in support of H. J. Res. 88, can also be found on my web site: http://faculty.maxwell.syr.edu/jyinger/facfa.html.
4. The total U.S. population was 3,929,214 in 1790 and 5,308,083 in 1800. Using the annual growth rate between those years, the population in 1789, the year the Constitution was adopted, was 3,812,786. According to Campbell J. Gibson and Emily Lennon ("Historical Census Statistics on the Foreign-born Population of the United States: 1850-1990", Population Division Working Paper No. 29, U.S. Bureau of the Census, Washington, D.C., February 1999, p. 1), "The 1850 decennial census was the first census in which data were collected on the nativity of the population." This census reveals that in 1850, 9.678 percent of the population was foreign-born and 0.2581 percent of the population was born in France. The census of 1870 indicates that 33.8293 percent of the population consisted of men age 30 or older and that 64.1 percent of foreign-born men above age 21 were citizens. This is the earliest census that provides this information. (Men 30 or older in 1789 would be 37 or older in 1796 and therefore would meet the constitutional age requirement for the presidency.) Assuming that these shares applied in 1789, and that 75 percent of these men survived until the 1796 election, then 60,015 naturalized citizens were eligible to be President in the 1796 election, and 1,446 of these men were born in France. These rough estimates can also be applied to 1800 because naturalized citizens in the 24-28 age bracket in 1789 had by then reached the age required for presidential eligibility, whereas some of the naturalized citizens eligible in 1796 had died. This working paper and these population statistics can be found at: http://www.census.gov/population/www/censusdata/pop-hc.html.
5. Strictly speaking, any person who moved to the United States before 1782 (1786) but who did not become a naturalized citizen until after 1789 would have been ineligible to run for President in the 1796 (1800) election because of the limitation to natural born citizens. However, this is obviously a small class of people. In addition, any person in this class who wanted to run for President would have had two years, from the end of the Constitutional Convention in 1787 (when the new rules were announced) to the adoption of the Constitution in 1789 (when the chance for a naturalized citizen to be eligible for the Presidency ended), to become naturalized if he had wanted to.
6. The seven foreign-born signers were James Wilson, Robert Morris and Thomas Fitzsimons of Pennsylvania, Alexander Hamilton of New York, William Paterson of New Jersey, James McHenry of Maryland, and Pierce Butler of South Carolina. This list can be found at: http://www.nidlink.com /~bobhard/constit3.html). As it turns out, James McHenry is one of my ancestors, and my middle name is McHenry. Apparently, my interest in this issue is fruit from my family tree!
7. Madison, op. cit., p. 439.
8. Madison, op. cit., p. 440.
9. At the time of the Laurance's election, two senators (John Langdon of New Hampshire and Charles Pinckney of South Carolina) had been delegates to the Constitutional Convention. Moreover, all but three of the remaining senators had served in at least one of the following: the American Army during the Revolutionary War, the Continental Congress, a state convention to ratify the U.S. Constitution, and the House of Representatives. Although there were 16 states at the time of Laurance's election, it appears that only 17 senators were in attendance that day, just enough for a quorum, and that Laurance was elected on a voice vote. Those voting included Langdon, who had himself served three terms as President Pro Tempore, but not Pinckney. See the web sites of the U.S. Senate (http://www.senate.gov/learning/learn_history.html) and the Library of Congress (http://memory.loc.gov/ammem/amlaw/lwsj.html). I am grateful to Betty K. Koed, Assistant Historian, U.S. Senate Historical Office, for helping me determine how many senators were present for this vote.
10.
Information on Laurance and on the Presidential Succession Act of 1792 comes
from the U.S. Senate's web site: http://bioguide.congress.gov/scripts/biodisplay.pl?index=L000120
and
http://www.senate.gov/learning/brief_8.html.
11. In the late 1800s, the House of Representatives also selected two foreign-born Representatives to be Speaker of the House: Charles F. Crisp, born in England, was Speaker from 1891 to 1894, and David B. Henderson, born in Scotland, served from 1899 to 1903. However, the law of presidential succession that applied at that time did not give a high place to the Speaker (or, for that matter, to the President Pro Tempore of the Senate). The Speaker was not second on this list until 1947. See http://www.senate.gov/learning/brief_8.html; http://www.house.gov/house/Educat.html.
12. In the early years of the U.S. Senate, the Vice President usually presided, and a President Pro Tempore was elected to preside only for periods when the Vice President was absent. Moreover, this post did not automatically go to the most senior member of the majority party, as it usually does today. In fact, before Laurance was elected, nine different men had served as President Pro Tempore, including three in the fifth Congress, and only two of these men had served more than one term. Laurance's term lasted from December 6 to 27, 1798. See the U.S. Senate web site: http://www.senate.gov/learning/brief_8.html.
13. The so-called XYZ affair involved an American mission to negotiate peace with France in which Tallyrand, the French foreign minister, attempted, unsuccessfully, to extract a bribe from the American delegation led by John Marshall, the future chief justice of the U.S. Supreme Court. This delegation had arrived in France in the fall of 1797, after their ship was boarded several times by the British navy while it passed through a British naval blockade of Amsterdam. However, news of their treatment by the French did not arrive in the United States until March, 1798. See Jean Edward Smith, John Marshall: Definer of a Nation (New York: Henry Holt, 1996).
14.The text of these acts can be found at The Avalon Project at Yale Law School: http://www.yale.edu/lawweb/avalon/test.htm.
15.This quotation is from the biography of Blount on the U.S. Senate web site: http://www.senate/gov/learning/learn_history.html. Ironically, the possibility of impeaching Blount was discussed in the Senate the same day that Laurance was elected President Pro Tempore, December 6, 1798. See http://lcweb2.loc.gov/ammem/amlaw/lwsjlink.html#anchor5. See also Richard A. Baker, "June 25, 1798: Compulsory Attendance" (on the passage of the Sedition Act) and "February 5, 1798: To Arrest an Impeached Senator" (on the expulsion of Blount), both available at: http://www.senate.gov/learning/min_2a.html.
16. The
Senate's trust in Laurance can be seen in the official journal of the U.S.
Senate. As part of his duties while President Pro Tempore, Laurance
responded to a report by President John Adams on the fallout from the XYZ
affair. His message to Adams, dated December 11, 1798, reads, in part:
We are of opinion with you, sir, that there has nothing yet been discovered
in the conduct of France which can justify a relaxation of the means of
defence adopted during the last session of Congress, the happy result of
which is so strongly and generally marked. If the force by sea and land
which the existing laws authorize should be judged inadequate to the public
defence, we will perform the indispensable duty of bringing forward such
other acts as will effectually call forth the resources and force of our
country.
A steady adherence to this wise and manly policy--a proper direction of the
noble spirit of patriotism which has arisen in our country, and which ought
to be cherished and invigorated by every branch of the government, will
secure our liberty and independence against all open and secret attacks.
The Senate apparently had no qualms allowing Laurance to participate
actively in matters central to the defense of the nation! U.S, Senate
journal is available through
http://thomas.loc.gov.
17. Madison, op. cit., p. 438.
18. Madison, op. cit., p. 438. More support came from James Wilson, who was foreign-born and whose own motion concerning legislative eligibility was under consideration at that time. He "cited Pennsylvania as proof of the advantages of emigration, and withdrew his motion in favor of Hamilton's." Madison, op. cit., p. 439. However, Hamilton's motion was eventually rejected.
19. Madison, op. cit., p. 374.
20. Madison, op. cit., p. 438.
21.The Federalist Papers can be found on Library of Congress web site: http://lcweb2.loc.gov/const/fed/fedpapers.html.
22.
"The
Records of the Federal Convention of 1787" (Farrand's Records), CCLXXXVIII,
Charles Pinckney in the United States Senate, March 28, 1800, p. 386-7,
available at:
http://lcweb2.loc.gov/cgi-bin/query/D?hlaw:10:./temp/~ammem_jwJ2
23. As noted earlier, Pinckney missed a chance to act upon his views concerning the natural born citizen clause. The vote on John Laurance as President Pro Tempore took place on the first day of Pinckney's term in the U. S. Senate, December 6, 1798, but Pinckney's first appearance in the Senate came on February 16, 1799, when he presented his credentials. See: http://lcweb2.loc.gov/ammem/amlaw/lwsjlink.html#anchor5.
24.
This site
is: http://www.citcon.org.
John Yinger is Trustee Professor of Public Administration and Economics; he also directs the Education Finance and Accountability Program, which promotes research, education, and debate about fundamental issues in the elementary and secondary school system in the U.S. Yinger studies racial and ethnic discrimination in housing and mortgage markets, as well as state and local public finance, particularly education. He has published widely in professional journals. His edited volume, Helping Children Left Behind: State Aid and the Pursuit of Educational Equity, appeared in 2004 and another book, The Color of Credit: Mortgage Discrimination, Research Methodology, and Fair Lending, Enforcement, co-authored with Stephen Ross, appeared in 2002. His 1995 book, Closed Doors, Opportunities Lost: The Continuing Costs of Housing Discrimination, won the 1995 Meyers Center Award for the Study of Human Rights in North America. He served as senior staff economist in the President’s Council of Economic Advisers, and taught at Harvard University and the University of Michigan. Yinger earned his Ph.D. from Princeton in 1974.